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Our Services

On-Going Planning and Investment Management Service

  • Coordination with CPA and Attorney
  • Determination of liquidity needs
  • Evaluation of client's stated financial goals
  • Formal investment policy statement
  • Investment diversification plan
  • Long-term planning and distribution of resources
  • Manager selection
  • Quarterly reports, additional unscheduled meetings/reports
  • Risk Management
  • Tax basis tracking, tax opportunities
  • Unlimited telephone and email access

General Financial Advice

  • Captive Insurance
  • Cash flow analysis (income and expenses)
  • Children’s education funding strategies
  • Evaluation of insurance needs, survivor income analysis
  • Financing of real estate and personal property purchases
  • Inheritance and estate planning
  • Qualified Retirement and Pension Plans, Solo 401(K)
  • Reposition of portfolios for withdrawal of income
  • Required minimum distributions from retirement plans
  • Retirement income strategies
  • Risk to financial security if disabled or paying for non-covered care
  • Timing of stock options elections
  • Wealth transfer issues and concerns

Financial Planning

  • Asset Allocation
  • Business Retirement Planning
  • Education Funding
  • Estate Planning
  • Financial Statement and Portfolio Reports
  • General Analysis and Planning
  • Insurance Needs Analysis
  • Retirement Planning and Analysis


  • FDIC Insured Certificate of Deposits
  • FDIC Insured Money Market Accounts*
  • Advisory Accounts
  • Brokerage Accounts
  • Government Securities
  • UIT’s
  • Mutual Funds
  • Stocks
  • Bonds
  • Annuities
  • IRA’s
  • 401(k), 403(b) and Profit Sharing Plans 


  • Disability Income Insurance
  • Life Insurance
  • Long-Term-Care Insurance

*Deposits in the FDIC-Insured Deposits Program are not considered securities and are not protected by Securities Investor Protection Corporation (SIPC) or excess account coverage